Search for: "Nomura Holding America, Inc." Results 1 - 13 of 13
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16 Oct 2018, 2:03 pm by Stephanie Abbott
Nomura Holding America Inc. and several of its affiliates (“Nomura”) have reached an agreement with the United States where it will pay a $480 million penalty to resolve federal civil claims that Nomura misled investors in connection with the marketing, sale and issuance of residential mortgage-backed securities (“RMBS”) between 2006 and 2007. [read post]
3 Dec 2009, 1:32 pm
But the company was able to pick up business from acquirers such as Barclays PLC and Nomura Holdings Inc., Chief Executive Thomas Glocer said last month. [read post]
15 Sep 2014, 4:26 am by Kevin LaCroix
  The question arose again in the D&O insurance coverage litigation related to the various RMBS-related securities lawsuits that were filed against Nomura Holding America, Inc. and certain of its operating subsidiaries. [read post]
22 Oct 2015, 4:35 pm by Kevin LaCroix
  The Second Circuit’s October 21, 2015 summary order in Nomura Holding America, Inc. v. [read post]
1 Aug 2012, 5:51 am by Mandelman
Kent Christian*, President, Financial Network, Wells Fargo Didier Descamps, Co-Head Global Markets Americas, HSBC Securities (USA) Inc. [read post]
16 Dec 2008, 5:07 pm
Rye is a division of MassMutual's Tremont Group Holdings Inc., in Rye, N.Y., which places wealthy clients and institutions, such as pension fund [read post]